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INVESTMENT ADVISORY AUDIT

"Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under" :

Note: Samar Wealth Advisors started operations in July 2024; therefore, the firm has not performed any audits yet.

GRIEVANCE REDRESSAL / ESCALATION MATRIX

DISCLOSURE-IA
 

Firm Name: Samar Wealth Advisors

Registered Office Address: 31-A, Race Course Road, Amritsar, Punjab - 143001

Investment Advisor SEBI Registration Number: INA000019345 (Validity: Perpetual)

BASL Membership ID: 2187

Principle Officer Details:
Name: Raghav Wadhwa
Email: Raghav@samarwealth.com
Contact: +91 97797 74529

 

Compliance/Grievance Officer Details:
Name: Raghav Wadhwa
Email:
 Raghav@samarwealth.com
Contact: +91 97797 74529

Investor Grievance ID: samarwealth@gmail.com

In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.sebi.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on Toll Free Helpline at 1800 22 7575/ 1800 266 7575. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link:

https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - https://smartodr.in/

Corresponding SEBI Office Address: Chandigarh Local Office SCO 127-128, First Floor, Sector 17C, Chandigarh - 160 017

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

We are engaged in providing fundamental and technical reports, including charts and other technical tools, aimed at identifying market patterns to offer insights into past trading trends and expectations for future market conditions.

**"Investment in securities market involves market risks. Prior to making any investment, kindly read all related documents carefully."**

While the information and views presented in our reports, on our website https://www.samarwealth.com, and through our services ("Research Information") are believed to be reliable, we do not assert or warrant the accuracy, completeness, or reliability of the information contained in our Research Information. We strongly advise investors and clients to independently assess the market conditions and risks before making any trading or investment decisions.

Our reports, information, and opinions are prepared by us and may be subject to change without notice. The content is strictly confidential and intended solely for the selected recipient. It may not be altered, transmitted, copied, distributed, in part or in whole, to any other person, media, or reproduced in any form without our prior written consent. The information in the report is derived from publicly available data, which we believe to be reliable, but we cannot guarantee its accuracy or completeness.

Past performance should not be considered an indication or guarantee of future performance. We make no representations or warranties, express or implied, regarding future performance. The price, value, and income from any securities or financial instruments mentioned in this report can both rise and fall.

Our report includes analyses and views from our research team. It is purely for informational purposes and does not constitute investment recommendations or advice, nor is it an offer or solicitation to buy or sell any securities. The opinions expressed in the report represent our current opinions as of the report's date and may change without notice. We, or any individuals associated with us, do not accept any liability arising from the use of this document.

Investors should not rely solely on the information in this report and must make investment decisions based on their own investment objectives, judgment, risk profile, and financial position. Recipients of this report are encouraged to seek professional advice before acting on this information.

We confirm that no material disciplinary action has been taken against us by any regulatory authority affecting Investment Advisory activities.

By accessing https://www.samarwealth.com, you acknowledge that you have read, understood, and agreed to be legally bound by the terms of this disclaimer and user agreement.

https://www.samarwealth.com expressly disclaims any implied warranties as dictated by the laws of any jurisdiction. We subject ourselves to the jurisdiction of the courts in Amritsar, India. If you disagree with any of our disclaimers, please refrain from reading the material on our pages. This site is primarily intended for users in India. While access for users outside India is not denied, https://www.samarwealth.com bears no legal liabilities beyond the laws of India. We reserve the right to make changes to our site, disclaimers, terms, and conditions at any time.


SAMAR WEALTH ADVISORS
SEBI Registered Investment Advisors Registration Number: INA000019345

SEBI Registered Investment Advisor ( INA000019345 )         SEBI Registered Research Analyst ( INH000018036 )
 

+91-9779774529  |  samarwealth@gmail.com

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Our past performance does not guarantee the future performance. Investment in equities is subject to market risks. Notwithstanding all the efforts to do best research, clients should understand that investing in equities involves a risk of loss of both income and principal. Please ensure that you understand fully the risks involved in investment in equities.

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